Understanding Open Access Policies

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Understanding Open Access Policies

A fundamental pillar of Open Science is Open Access, which is the practice of making research outputs freely available to the public and reusable. Open Access policies play a crucial role in making this possible by setting guidelines on how research should be published and shared.

This resource explains what Open Access policies are, their key aspects, and why they are fundamental to the research ecosystem.

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What is Open Access Policy?

An Open Access policy is a formal guideline or requirement set to ensure that research outputs are openly accessible without financial or technical barriers. These policies apply to journal articles, books, research data, and other scholarly outputs, aiming to maximise the impact of publicly and privately funded research.

Open Access policies can be categorised based on who implements them and their scope:

Purpose and Objectives of Open Access Policies

The primary goal of Open Access policies is to remove paywalls and restrictions on research publications, making them freely available for researchers, policymakers, industry professionals, and the general public. This enhances knowledge dissemination, fosters collaboration, and accelerates scientific progress. Some policies are mandatory (mandates), with penalties for non-compliance, while others offer guidelines or recommendations.

The main objectives of Open Access policies are:

Why Compliance Matters

A compliant Open Access publication adheres to the guidelines established by an Open Access policy introduced by a funder, institution, or government. Adherence to Open Access policies delivers substantial benefits:

Verifying Open Access Policies

Researchers and librarians can utilise Jisc’s Open Policy Finder (a tool that consolidates the functionalities of the former Sherpa Romeo and Sherpa Juliet services) to examine funders’ Open Access requirements. This comprehensive database offers detailed information on institutional and governmental Open Access mandates, assisting researchers in ensuring compliance with policies from prominent funders such as the Wellcome Trust, the European Commission, and the Bill & Melinda Gates Foundation. ​

Impact on Libraries and Institutions

Open Access policies align with the mission of funders, libraries, and academic institutions to provide equitable access to information. For librarians, understanding and promoting Open Access policies is essential for supporting researchers and ensuring that research outputs are readily available and accessible.

Libraries and academic institutions act as cornerstones of Open Access initiatives. They:

Librarians serve as critical advisors, assisting with negotiations and practical solutions to Open Access challenges. By supporting Open Access, librarians can help maximise the impact of research, and support scholarly communication globally.

Conclusion

Open Access policies are a foundation of Open Science, ensuring that knowledge is freely available and shared. More than regulatory frameworks, they represent a commitment to transparency and equity in science. By understanding and complying with Open Access policies, the research community can advance global knowledge, foster collaboration, and drive scientific progress.

More Resources

For further reading on Open Access policies and best practices, explore the following resources:

Canadian Association of Research Libraries, OA Policy Template and Toolkit

Coalition S., Part II: Guidance on the implementation of Plan S.

Elsevier, Open access essentials for librarians

F1000, Open access policies and mandates

Jisc’s Open Policy Finder

Open Access Network, Open Access Policies

Plan S (cOAlition S)

Registry of Open Access Repositories Mandatory Archiving Policies (ROARMAP)

SciFormat Publishing, Open Access Policies Around the World

SPARC Open Access Program